Remote opportunity at
WealthfrontHome Lending Lead Compliance Analyst
Wealthfront is seeking a Home Lending Lead Compliance Analyst to join its newly formed Home Lending Compliance team. In this role, you will help build the…
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About This Role
Wealthfront is seeking a Home Lending Lead Compliance Analyst to join its newly formed Home Lending Compliance team. In this role, you will help build the foundational regulatory framework for a tech-enabled mortgage process, partner with the Head of Home Lending Compliance to manage day-to-day regulatory requirements, take full ownership of the licensing program, and support geographic expansion. Wealthfront is a financial technology company that uses technology to create low-cost,…
Job Description
Wealthfront is seeking a Home Lending Lead Compliance Analyst to join its newly formed Home Lending Compliance team. In this role, you will help build the foundational regulatory framework for a tech-enabled mortgage process, partner with the Head of Home Lending Compliance to manage day-to-day regulatory requirements, take full ownership of the licensing program, and support geographic expansion. Wealthfront is a financial technology company that uses technology to create low-cost, automated financial products—including investment portfolios, cash accounts, and stock investing accounts—designed to help modern investors manage and grow their money.
This remote position is well-suited for a detail-oriented compliance professional with a strong interest in applying technology to enhance business processes, handle quality control, and manage licensing. You will collaborate cross-functionally with Home Lending Operations, Legal, and corporate Compliance teams to maintain regulatory standards, review marketing materials, and support internal audits.
Responsibilities
- Perform independent pre-funding and post-closing Quality Control file reviews for agency and non-agency mortgage loans
- Manage the end-to-end state company, branch, and individual Mortgage Loan Originator licensing program via the NMLS
- Partner with leadership on state expansion efforts by researching origination guidelines and monitoring regulatory updates
- Review and approve marketing materials and social media content for compliance with regulations such as TILA and MAP
- Investigate and resolve consumer complaints in collaboration with corporate Compliance Operations and Home Lending Operations
- Prepare, check, and submit annual regulatory filings and support fair lending monitoring activities
- Assist with preparations for state, federal, and investor audits and examinations
- Draft and update standard operating procedures and departmental policies to reduce manual tasks
- Act as a subject matter expert and escalation point for the Home Lending Operations team
Requirements
- Hold a bachelor's degree
- Have at least 5 years of direct experience in residential mortgage compliance, including quality control or licensing
- Possess independent experience utilizing the Nationwide Multistate Licensing System
- Demonstrate willingness to obtain necessary registrations or licenses
Qualifications
- Previous experience supporting compliance programs in fintech, digital lending, or automated mortgage settings
- Familiarity with modern Loan Origination Systems
- Experience collaborating with engineering or product teams to automate compliance controls
- Active FHA Direct Endorsement underwriter designation
- Experience drafting business requirements or compliance rules for internal engineering systems
Core Skills
Benefits
- Medical coverage
- Vision coverage
- Dental coverage
- 401(k) plan
- Generous time off
- Parental leave
- Wellness reimbursements
- Professional development support
- Employee investing discount
Frequently Asked Questions
Answers are based only on the employer’s listing; where it doesn’t say, neither do we.
What is the location and remote policy for this role?
This position is remote.
What is the salary range for the Home Lending Lead Compliance Analyst position?
The estimated annual salary is between $125,000 and $144,425, plus equity and a discretionary bonus.
What are the primary experience requirements?
Candidates must have a bachelor's degree and a minimum of 5 years of direct residential mortgage compliance experience, including quality control or licensing background and NMLS proficiency.
Sample Interview Questions
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