Opportunity at
GrowwManager - Compliance (PMS)
Groww is a financial services organization that operates a multi-product platform aimed at making financial services accessible across India. The company focuses on customer-centricity, simplicity, long-term…
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About This Role
Groww is a financial services organization that operates a multi-product platform aimed at making financial services accessible across India. The company focuses on customer-centricity, simplicity, long-term thinking, and transparency to build a trusted financial partner for millions of customers. Groww is currently hiring a Manager - Compliance (PMS) to join its team on-site. This position suits a regulatory and compliance professional with a background in the securities market who wants…
Job Description
Groww is a financial services organization that operates a multi-product platform aimed at making financial services accessible across India. The company focuses on customer-centricity, simplicity, long-term thinking, and transparency to build a trusted financial partner for millions of customers. Groww is currently hiring a Manager - Compliance (PMS) to join its team on-site.
This position suits a regulatory and compliance professional with a background in the securities market who wants to work in a collaborative environment. The chosen candidate will handle diverse compliance functions within Portfolio Management Services, wealth management, digital platforms, risk control, and anti-money laundering.
The person in this role will oversee various regulatory responsibilities, including PMS onboarding, advertising, approval workflows, and operational monitoring. Additional duties involve managing compliance for wealth management distribution, web- and app-based offerings under frameworks like the Digital Personal Data Protection guidelines, internal audit functions, and transaction surveillance. Ideal candidates will hold relevant professional qualifications and bring practical securities market experience to help maintain regulatory adherence.
Responsibilities
- Ensure adherence to Portfolio Management Services regulations regarding onboarding, advertising, digital offerings, and operational monitoring
- Handle regulatory requirements for wealth management services and financial product distribution
- Supervise compliance for mobile and web platforms, incorporating the Digital Personal Data Protection framework
- Oversee the operations of internal audit and risk control mechanisms
- Direct transaction surveillance and Anti-Money Laundering monitoring programs
Requirements
- Have four to five years of professional background within the securities market
- Bring prior work experience specifically in Asset Management or Portfolio Management Services
- Demonstrate a thorough comprehension of regulatory frameworks, risk control procedures, and compliance tracking
Qualifications
- Possess a Chartered Accountant degree, Company Secretary qualification, Master of Business Administration, or an equivalent professional credential
Core Skills
Frequently Asked Questions
Answers are based only on the employer’s listing; where it doesn’t say, neither do we.
What is the location and remote status for this role?
The posting specifies an on-site work arrangement, though a specific geographic location is not stated.
What educational or professional background is needed?
Candidates must hold a CA, CS, MBA, or an equivalent professional qualification.
How much experience is required?
Applicants need four to five years of relevant experience in the securities market, with a preference for background in Asset Management or Portfolio Management Services.
What is the salary and employment type?
The employment type is full-time, but the job posting does not provide any salary figures.
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