Opportunity at
RobinhoodChief Compliance Officer, UK
Robinhood operates as a financial services provider focused on democratizing finance, currently seeking a Chief Compliance Officer for its United Kingdom operations. This position requires an…
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About This Role
Robinhood operates as a financial services provider focused on democratizing finance, currently seeking a Chief Compliance Officer for its United Kingdom operations. This position requires an on-site presence five days a week at the company office located in London, United Kingdom. The person hired into this position will hold the SMF16 Compliance Oversight designation, acting as the primary liaison for the Financial Conduct Authority and guiding the organization through the…
Job Description
Robinhood operates as a financial services provider focused on democratizing finance, currently seeking a Chief Compliance Officer for its United Kingdom operations. This position requires an on-site presence five days a week at the company office located in London, United Kingdom.
The person hired into this position will hold the SMF16 Compliance Oversight designation, acting as the primary liaison for the Financial Conduct Authority and guiding the organization through the regulatory landscape surrounding investment and cryptocurrency products.
This opportunity is well-suited for an experienced regulatory professional who is comfortable navigating shifting priorities, complex rules, and ambiguous situations while providing independent challenge as part of the second line of defense.
Responsibilities encompass managing the compliance framework, overseeing financial crime and anti-money laundering programs alongside the Money Laundering Reporting Officer, managing Consumer Duty oversight, and chairing the Risk and Compliance Committee. The candidate will also review marketing communications and financial promotions to verify adherence to standards set by regulators.
The ideal candidate will exhibit a pragmatic, risk-based approach to compliance while driving high performance and fostering an ethical culture at the board level.
Responsibilities
- Manage and maintain the compliance framework in alignment with Financial Conduct Authority regulations and relevant legislation
- Track regulatory updates and evaluate their operational consequences for the business
- Design and execute the annual Compliance Monitoring Plan while resolving identified issues promptly
- Deliver practical regulatory guidance to senior leadership regarding business initiatives, investments, and cryptocurrency products
- Serve as the main contact point for the Financial Conduct Authority and other regulatory authorities
- Assume responsibility for Consumer Duty oversight
- Partner with the Money Laundering Reporting Officer to supervise anti-money laundering and financial crime systems
- Identify and evaluate risks alongside the first line of defense
- Examine marketing materials, website text, and financial promotions to guarantee regulatory alignment
- Lead the Risk and Compliance Committee as chair
- Deliver guidance, training, and independent compliance investigations for team members
- Establish and communicate core values, risk appetite, and risk culture at the board level
Requirements
- Reside in the United Kingdom
- Possess at least 10 years of prior regulatory compliance background inside an institution regulated by the Financial Conduct Authority
- Hold or have the capacity to secure approval for the Senior Management Function SMF16
- Demonstrate comprehensive knowledge of the Financial Conduct Authority Handbook, SM&CR, UK Money Laundering Regulations, and Consumer Duty
- Show documented experience handling authorisations, supervisory interactions, and regulatory reporting with the Financial Conduct Authority
- Familiarity with artificial intelligence and its practical application
- Commit to working on-site in London five days per week
Qualifications
- Possess a university degree or an equivalent combination of practical experience
- Demonstrate background operating within an international team environment across cross-functional projects and extensive work streams
Core Skills
Benefits
- Performance-driven compensation featuring outsized impact multipliers, bonus structures, and equity ownership
- Supplemental health coverage, ancillary insurance plans, and mental health support services
- Access to market-leading artificial intelligence tools and continuous skills training
- Lifestyle wallet providing a flexible employer-paid spending account for wellness, childcare, and learning expenses
- Paid time off including holidays, sick leave, parental leave, and volunteer time
- In-office perks including catered food, events, and a monthly commuter stipend
Frequently Asked Questions
What is the location and remote work policy for this role?
This position is based out of the Robinhood office in London, United Kingdom, with in-person attendance required five days per week.
What regulatory approval is required for this position?
The person hired into this role will hold Senior Management Function SMF16 (Compliance Oversight) or possess the ability to secure approval for it.
What level of experience is required?
Candidates must have at least 10 years of previous regulatory compliance experience working within a firm regulated by the Financial Conduct Authority.
What salary does Robinhood offer for this position?
The salary for this position is not stated in the job posting.
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