Remote opportunity at
OKXSenior Compliance Manager, Tokenized Securities Venue (Americas)
OKX seeks a Senior Compliance Manager to lead regulatory oversight for OKXICE TSV, a tokenized securities venue operated through a joint venture with Intercontinental Exchange under…
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About This Role
OKX seeks a Senior Compliance Manager to lead regulatory oversight for OKXICE TSV, a tokenized securities venue operated through a joint venture with Intercontinental Exchange under an SEC Innovation Exemption. Operating remotely, this position acts as the primary accountability contact for fulfilling ongoing exemption requirements and managing the compliance framework. The role involves close collaboration with Legal, Product, Web3 Risk Control, and AML teams, as well as reporting directly to…
Job Description
OKX seeks a Senior Compliance Manager to lead regulatory oversight for OKXICE TSV, a tokenized securities venue operated through a joint venture with Intercontinental Exchange under an SEC Innovation Exemption. Operating remotely, this position acts as the primary accountability contact for fulfilling ongoing exemption requirements and managing the compliance framework. The role involves close collaboration with Legal, Product, Web3 Risk Control, and AML teams, as well as reporting directly to the OKXICE LLC Board of Managers and Americas Compliance leadership.
This opportunity is well-suited for compliance professionals with a strong background in SEC-regulated environments and digital assets who excel at establishing new compliance programs from the ground up. The selected candidate will manage public and issuer notices, oversee TSV limits, handle participant onboarding and wallet monitoring, and supervise a TSV Compliance Analyst.
Responsibilities
- Manage the compliance program linked to the venue SEC exemption by monitoring conditions, conducting control tests, and keeping records examination-ready
- Oversee public notices by reviewing revisions, handling version control, and ensuring accuracy against product operations within required deadlines
- Run the issuer notice procedure from beginning to end, including tracking deliveries, managing objections, and verifying listing dates
- Monitor TSV limits continuously against consolidated market data, perform periodic tier rechecks, and track trading halts and approved stablecoins
- Escalate breaches, major operational occurrences, and mandatory SEC reports
- Supervise participant onboarding, ongoing wallet monitoring, KYC/KYB procedures, daily sanctions, and on-chain wallet rescreening
- Issue and revoke soulbound token credentials that grant venue access and maintain accurate wallet-to-participant records
- Report updates to the OKXICE LLC Board of Managers and Americas Compliance leadership while developing a TSV Compliance Analyst
Requirements
- Minimum of 8 years of compliance background at an exchange, broker-dealer, alternative trading system, or digital asset company with direct SEC regulatory involvement
- Practical knowledge of federal securities laws governing trading venues, including Regulation NMS, Regulation ATS, and market manipulation rules
- Demonstrated history of launching or administering compliance frameworks under regulatory conditions, no-action letters, or exemptive relief
- Understanding of blockchain trading mechanisms such as smart contracts, liquidity pools, self-custodied wallets, and on-chain screening
- Proficient drafting abilities to translate technical or legal particulars into accessible public disclosures and policies
- Sound decision-making skills and capability to collaborate across time zones with Product, Legal, and Engineering teams
Qualifications
- Background with digital asset broker-dealers, transfer agents, or tokenized securities
- Exposure to Office of Foreign Assets Control sanctions programs and blocked property handling for digital assets
- Prior reporting engagement with a joint venture governance body or board of directors
- Juris Doctor or comparable legal education
Core Skills
Benefits
- Competitive total compensation
- Company events and team-building activities
- Wellness and meal allowances
- Healthcare coverage plans for dependents and employees
Frequently Asked Questions
Answers are based only on the employer’s listing; where it doesn’t say, neither do we.
Is this position remote?
Yes, the posting indicates that the remote status for this role is remote.
What is the employment type?
The position is full-time.
What is the salary for this role?
The salary is not stated in the job posting.
What level of experience is required?
Candidates must have at least 8 years of compliance experience at a broker-dealer, exchange, alternative trading system, or digital asset firm with direct exposure to SEC-regulated activity.
Sample Interview Questions
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