Opportunity at
RobinhoodCompliance Advisory Lead
Robinhood operates a financial platform aiming to broaden access to financial services. The organization is currently seeking a Compliance Advisory Lead to support the Robinhood Money…
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About This Role
Robinhood operates a financial platform aiming to broaden access to financial services. The organization is currently seeking a Compliance Advisory Lead to support the Robinhood Money division, which develops banking features that allow users to manage, store, and move funds securely. In this capacity, the professional will assist in administering the compliance management system, analyzing regulatory modifications, assessing marketing assets, and offering guidance to engineering and product teams. This position…
Job Description
Robinhood operates a financial platform aiming to broaden access to financial services. The organization is currently seeking a Compliance Advisory Lead to support the Robinhood Money division, which develops banking features that allow users to manage, store, and move funds securely. In this capacity, the professional will assist in administering the compliance management system, analyzing regulatory modifications, assessing marketing assets, and offering guidance to engineering and product teams.
This position is suited for individuals with extensive regulatory experience in fintech or financial services who can navigate ambiguity and collaborate effectively with bank partners and regulatory agencies. The job involves overseeing banking compliance policies, conducting risk evaluations for regulations like UDAAP and Reg E, and directing internal or external audits.
The position is based on-site at offices in Menlo Park, California, New York City, New York, or Washington, DC, requiring in-person attendance at least three days per week. Compensation includes performance-driven pay, equity, bonus programs, and benefits such as health insurance, a lifestyle wallet, retirement matching, and paid time off.
Responsibilities
- Collaborate with product and engineering groups during the design, release, and iteration of banking features to maintain adherence to consumer protection and banking laws
- Conduct compliance risk evaluations regarding regulations such as UDAAP, Reg E, and Reg DD
- Examine customer notices, disclosures, and marketing materials for regulatory adherence
- Manage due diligence inquiries and routine compliance tasks alongside sponsor banks and external third parties
- Maintain, own, and update banking compliance controls, procedures, and policies
- Direct internal, partner, and regulatory audits associated with banking merchandise by managing preparation, responses, and tracking remediation
Requirements
- Minimum of 7 years of background in financial services compliance, featuring deep involvement in fintech and banking sectors
- Practical background collaborating with banking partners and interacting with state and federal regulatory bodies
- Comprehensive understanding of consumer protection and banking frameworks like UDAAP, TISA, EFTA, and money transmission laws
- Demonstrated capability to design and scale compliance structures for consumer financial merchandise within technology-driven settings
- Skill in managing and assessing compliance risks for novel financial features and translating regulatory guidelines into actionable instructions
Core Skills
Benefits
- Performance-driven compensation including bonus programs, equity ownership, and 401(k) matching
- 100% paid employee health insurance alongside 90% coverage for dependents
- Lifestyle wallet for wellness, learning, and related expenses
- Employer-paid life and disability insurance, plus fertility and mental health benefits
- Paid time off including holidays, sick time, parental leave, and general time off
- Office experience featuring catered meals, events, and workspaces
Frequently Asked Questions
Answers are based only on the employer’s listing; where it doesn’t say, neither do we.
What is the location and remote work policy for this job?
This role is based on-site at offices in Menlo Park, California; New York City, New York; or Washington, DC. In-person attendance is required at least three days per week.
What experience is required for the Compliance Advisory Lead position?
Candidates must have at least 7 years of experience in financial services compliance with a strong background in fintech and banking environments, including practical experience working with bank partners and regulatory agencies.
What compensation and benefits are offered?
The role includes performance-driven compensation, bonus opportunities, equity, 401(k) matching, fully paid health insurance for employees, a lifestyle wallet, life and disability insurance, fertility benefits, and paid time off.
What is the salary range for this role?
The salary varies based on location zones. For Zone 1 locations like Menlo Park and New York, the base pay range is $115,000 to $135,000 USD, with other locations having different ranges specified in the posting.
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